9. Dalam hal Bank memilih untuk men

9. Dalam hal Bank memilih untuk mencantumkan fitur untuk dikonversi menjadi saham biasa dalam dokumentasi penerbitan atau perjanjian instrumen modal inti tambahan (Additonal Tier 1) dan/atau modal pelengkap (Tier 2), Bank mencantumkan hal-hal sebagai berikut:
a. jumlah saham biasa yang akan diterima oleh pemegang instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) pada saat terjadi konversi menjadi saham biasa; atau
b. formula konversi untuk menentukan jumlah saham biasa yang akan diterima oleh pemegang instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) pada saat terjadi konversi menjadi saham biasa.
10. Dalam hal Bank memilih fitur untuk dilakukan write down terhadap instrumen modal inti tambahan (Additonal Tier 1) dan/atau modal pelengkap (Tier 2), Bank dapat memberikan kompensasi kepada pemegang instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) dalam bentuk saham biasa pada saat dilakukan write down. Pemberian kompensasi harus dicantumkan dalam dokumentasi penerbitan atau perjanjian instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2).
11. Dalam hal Bank memilih untuk mencantumkan fitur konversi menjadi saham biasa dan fitur untuk dilakukan write down dalam dokumentasi penerbitan atau perjanjian instrumen modal inti tambahan (Additonal Tier 1) dan/atau modal pelengkap (Tier 2) maka pada saat terjadi kondisi yang menyebabkan (trigger event) instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) harus dikonversi menjadi saham biasa atau dilakukan write down sebagaimana pada angka 2, Bank harus menetapkan salah satu fitur yang dipilih terhadap seluruh investor yang membeli instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) untuk setiap instrumen.
12. Konversi menjadi saham biasa atau write down selain mengacu pada ketentuan ini juga harus mengacu pada peraturan perundang-undangan.
13. Bank harus melakukan upaya untuk memastikan bahwa konversi menjadi saham biasa atau write down dapat dilakukan dalam hal terjadi kondisi yang menyebabkan (trigger event) instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) harus dikonversi menjadi saham biasa atau dilakukan write down, antara lain:
a. meminta opini hukum dari pihak independen pada saat penerbitan instrumen yang menyatakan bahwa klausula konversi menjadi saham biasa dan/atau write down dapat dilakukan pada saat terjadi kondisi yang menyebabkan (trigger event) instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) harus dikonversi menjadi saham biasa atau dilakukan write down;
b. memastikan bahwa tidak terdapat perjanjian yang dilakukan antara Bank dengan para pihak lainnya termasuk pemegang saham yang dapat menghambat dilakukannya konversi menjadi saham biasa dan/atau write down pada saat terjadi kondisi yang menyebabkan (trigger event) instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2) harus dikonversi menjadi saham biasa atau dilakukan write down.
14. Sebelum menerbitkan instrumen modal inti tambahan (Additional Tier 1) dan/atau modal pelengkap (Tier 2), Bank harus menyampaikan usulan fitur yang dipilih kepada Otoritas Jasa Keuangan sebagaimana pada angka 8 disertai dengan analisa dasar pemilihan fitur dan dampak terhadap permodalan Bank, termasuk perhitungan kemungkinan terjadi dilusi dan dampak terhadap struktur pemegang saham Bank.

結果 (英語) 1:

9. in case the Bank chose to list the feature to convert into common stock in the documentation or publishing agreement additional core capital instruments (Additonal Tier 1) and/or supplementary capital (Tier 2), the Bank includes the following things:a. the amount of common stock to be received by a holder of an extra core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) in the event of conversion into ordinary shares; orb. conversion formula to determine the number of common shares to be received by a holder of an extra core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) in the event of conversion into common stock.10. in case the Bank selects the features to do write down against additional core capital instruments (Additonal Tier 1) and/or supplementary capital (Tier 2), the Bank can give compensation to the holder of the additional core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) in the form of common stock at the time do write down. The granting of compensation must be noted in the documentation or publishing agreement additional core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2).11. in case the Bank chose to list the features of the conversion into common stock and features to do write down in the documentation or publishing agreement additional core capital instruments (Additonal Tier 1) and/or supplementary capital (Tier 2) then when the condition that caused the (trigger events) additional core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) must be converted to common stock or do write down as in number 2 , Banks must establish one of the selected feature to all investors who bought additional core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) for each instrument.12. Conversion into common stock or write down in addition to referring to this provision should also refer to the legislation.13. The Bank must make an effort to ensure that the conversion into common stock or write down can be done in the event of conditions that cause (trigger events) additional core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) must be converted to common stock or do write down, among other things:a. requesting legal opinions from independent parties at the time of issuance of the instrument States that clause conversion into common stock and/or write down can be performed when the condition is causing (trigger events) additional core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) must be converted to common stock or do write down;b. ensure that there are no treaties between the Bank with other parties including shareholders who can hinder it does conversion into common stock and/or write down in the event of conditions that cause (trigger events) additional core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2) must be converted to common stock or do write down.2. before issuing an extra core capital instruments (Additional Tier 1) and/or supplementary capital (Tier 2), the Bank should convey the proposals selected features to the financial services authority as in Figure 8 is accompanied by a selection of basic features and analysis of the impact on Bank capital, including calculation of dilution is likely to occur and the impact on the structure of the shareholders of the Bank.

結果 (英語) 2:

9. If the Bank chooses to include a feature to be converted into ordinary shares in the documentation or the issuance of additional core capital instrument agreement (Additonal Tier 1) and / or supplementary capital (Tier 2), the Bank include the following:
a. number of common shares to be received by holders of additional core capital instruments (Additional Tier 1) and / or supplementary capital (Tier 2) in the event of a conversion into ordinary shares; or
b. conversion formula to determine the number of common shares to be received by holders of additional core capital instruments (Additional Tier 1) and / or supplementary capital (Tier 2) in the event of conversion into common stock.
10. In the case of Bank choose the features to do the write down of the equity instruments additional core (Additonal Tier 1) and / or supplementary capital (Tier 2), the Bank shall provide compensation to holders of equity instruments additional core (Additional Tier 1) and / or supplementary capital ( tier 2) in the form of ordinary shares at the time of the write down. The provision of compensation should be included in the documentation or the issuance of additional core capital instrument agreement (Additional Tier 1) and / or supplementary capital (Tier 2).
11. In the event the Bank opted to include a conversion feature into ordinary shares and features to do write-downs in publishing documentation or agreements capital instruments additional core (Additonal Tier 1) and / or supplementary capital (Tier 2), in the event of conditions that cause (trigger event ) capital instruments additional core (additional Tier 1) and / or supplementary capital (Tier 2) should be converted into common stock or do write down as in figure 2, the Bank must assign one of the selected feature to all investors who purchase capital instruments additional core (Additional Tier 1) and / or supplementary capital (Tier 2) for each instrument.
12. Conversion into ordinary shares, or write down other than the reference to this provision should also refer to the legislation.
13. Banks should make efforts to ensure that the conversion into ordinary shares, or write down can be done in the event of conditions that cause (trigger event) capital instruments additional core (Additional Tier 1) and / or supplementary capital (Tier 2) shall be converted into ordinary shares or do write down, among others:
a. ask for a legal opinion from an independent party upon issuance of the instrument stating that clause convertible into common stock and / or write down can be done in the event of conditions that cause (trigger event) capital instruments additional core (Additional Tier 1) and / or supplementary capital ( tier 2) must be converted into common stock or do write down;
b. ensure that there is no agreement made ​​between the Bank and other stakeholders, including shareholders who can make it difficult to conversion into ordinary shares and / or write-down in the event of conditions that cause (trigger event) capital instruments additional core (Additional Tier 1) and / or supplementary capital (Tier 2) should be converted into common stock or do write down.
14. Before issuing capital instruments additional core (Additional Tier 1) and / or supplementary capital (Tier 2), must submit proposals selected features to the Financial Services Authority as the number 8 is accompanied by basic analysis feature selection and the impact on the capital of the Bank, including the calculation the possibility of dilution and the impact on the Bank's shareholder structure.